SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
2800 SAND HILL ROAD, SUITE 101 |
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(Street)
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2. Issuer Name and Ticker or Trading Symbol
Zoom Video Communications, Inc.
[ ZM ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X |
Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 12/09/2019
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
12/09/2019 |
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C |
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647,046 |
A |
$0.00
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647,046 |
I |
Sequoia Capital Global Growth Fund II, L.P.
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Class A Common Stock |
12/09/2019 |
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C |
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8,021 |
A |
$0.00
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8,021 |
I |
Sequoia Capital Global Growth II Principals Fund, L.P.
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Class A Common Stock |
12/09/2019 |
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C |
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1,881,643 |
A |
$0.00
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1,881,643 |
I |
Sequoia Capital U.S. Growth Fund VII, LP
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Class A Common Stock |
12/09/2019 |
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C |
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122,450 |
A |
$0.00
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122,450 |
I |
Sequoia Capital U.S. Growth VII Principals Fund, LP
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Class A Common Stock |
12/09/2019 |
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C |
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38,908 |
A |
$0.00
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38,908 |
I |
Sequoia Capital U.S. Growth Fund V, LP
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Class A Common Stock |
12/09/2019 |
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J
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647,046 |
D |
$0.00
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0 |
I |
Sequoia Capital Global Growth Fund II, L.P.
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Class A Common Stock |
12/09/2019 |
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J
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8,021 |
D |
$0.00
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0 |
I |
Sequoia Capital Global Growth II Principals Fund, L.P.
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Class A Common Stock |
12/09/2019 |
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J
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1,881,643 |
D |
$0.00
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0 |
I |
Sequoia Capital U.S. Growth Fund VII, LP
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Class A Common Stock |
12/09/2019 |
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J
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122,450 |
D |
$0.00
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0 |
I |
Sequoia Capital U.S. Growth VII Principals Fund, LP
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Class A Common Stock |
12/09/2019 |
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J
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38,908 |
D |
$0.00
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0 |
I |
Sequoia Capital U.S. Growth Fund V, LP
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Class A Common Stock |
12/09/2019 |
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J
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65,451 |
A |
$0.00
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130,385 |
I |
By estate planning vehicle |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class B Common Stock |
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12/09/2019 |
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C |
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647,046 |
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Class A Common Stock |
647,046 |
$0.00
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5,176,371 |
I |
Sequoia Capital Global Growth Fund II, L.P.
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Class B Common Stock |
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12/09/2019 |
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C |
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8,021 |
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Class A Common Stock |
8,021 |
$0.00
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64,163 |
I |
Sequoia Capital Global Growth II Principals Fund, L.P.
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Class B Common Stock |
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12/09/2019 |
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C |
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1,881,643 |
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Class A Common Stock |
1,881,643 |
$0.00
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15,053,148 |
I |
Sequoia Capital U.S. Growth Fund VII, LP
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Class B Common Stock |
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12/09/2019 |
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C |
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122,450 |
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Class A Common Stock |
122,450 |
$0.00
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979,599 |
I |
Sequoia Capital U.S. Growth VII Principals Fund, LP
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Class B Common Stock |
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12/09/2019 |
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C |
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38,908 |
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Class A Common Stock |
38,908 |
$0.00
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155,630 |
I |
Sequoia Capital U.S. Growth Fund V, LP
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Explanation of Responses: |
Remarks: |
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/s/ Jung Yeon Son, Attorney-In-Fact |
12/11/2019 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
FOR CERTAIN FILINGS WITH THE
SECURITIES AND EXCHANGE COMMISSION
Know all by these presents that the undersigned hereby constitutes and
appoints each of Marie Klemchuk and Jung Yeon Son the undersigned's true and
lawful attorney-in-fact to:
(1) Execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer, director and/or stockholder of any entity
affiliated with Sequoia Capital Operations, LLC or any corporation or
other person in which an investment fund affiliated with Sequoia Capital
Operations, LLC makes an investment (each, a "Company"), Forms 3, 4, and
5 and amendments thereto in accordance with Section 16(a) of the
Securities Exchange Act of 1934, as amended (the "1934 Act"), and the
rules thereunder, as well as any reports on Schedules 13D or 13G or
Forms 13F or 13H and amendments thereto in each case in accordance with
Section 13 of the 1934 Act and the rules thereunder or any Forms 144 in
accordance with Rule 144 under the Securities Act of 1933, as amended
(the "1933 Act");
(2) Do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such
Form 3, 4, or 5, Schedule 13D, Schedule 13G, Form 13F, Form 13H or Form
144 or amendment thereto and timely file such form with the United
States Securities and Exchange Commission (the "SEC") and any stock
exchange or similar authority; and
(3) Take any other action of any type whatsoever which, in the opinion of
such attorney-in-fact, may be necessary or desirable in connection with
the foregoing authority, it being understood that the documents executed
by such attorney-in-fact on behalf of the undersigned pursuant to this
Limited Power of Attorney shall be in such form and shall contain such
terms and conditions as such attorney-in-fact may approve.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever required,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that each such attorney-in-fact, or any such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this Limited Power of Attorney and the rights and powers
herein granted. The undersigned acknowledges that the foregoing attorneys-in-
fact, in serving in such capacity at the request of the undersigned, are not
assuming, nor is any Company assuming, any of the undersigned's responsibilities
to comply with Section 13 or Section 16 of the 1934 Act or Rule 144 under the
1933 Act.
This Limited Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact. This Limited Power of Attorney may be filed with the SEC as
a confirming statement of the authority granted herein.
[Signature Page Follows]
IN WITNESS WHEREOF, the undersigned has caused this Limited Power of
Attorney to be executed as of December 10, 2019.
By: /s/ Carl M. Eschenbach
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Carl M. Eschenbach